We do not provide your personally identifiable information to mailing list vendors or solicitors for any purpose.
We limit employee and agent access to information only to those who have business or professional reason for knowing, and only to nonaffiliated partners as permitted by law. (For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm in order to execute securities transactions on your behalf, or so that our firm can discuss your financial situation with your accountant or lawyer.)
We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.
The categories of nonpublic personal information we collect from you depends upon the scope of the client engagement. It will include information about your personal finances, information about your health to the extent that it is needed for the planning process, information about transactions between you and third parties, and information from consumer reporting agencies.
We require strict confidentiality in our agreements with unaffiliated third parties that require access to your personal information such as financial service companies, consultants, and auditors, and expect them to keep this information private. Federal and state regulators also may review firm records as permitted under law.
Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws. After the required period of record retention, all such information will be destroyed.